Investors - Rule 26
The following information is being disclosed to satisfy the requirements of AIM Rule 26 of the London Stock Exchange – Alternative Investment Market (AIM).
The information on this page was correct as of 18th January 2021.
Description of the business
Catenae Innovation Plc (“Catenae”) is a technical solutions provider specialising in bringing leading edge solutions and services in media and finance. Catenae also brings together expert media practices, leading-edge technology and proven business minds to deliver interactive solutions across web and mobile.
Catenae currently has one subsidiary; OnSide Now Ltd (Dormant). To find out more, please visit our Group and History pages.
Documents and Notifications
A profile of each of the Directors of the Company is available here.
A PDF version of the Company’s original (2003) AIM admission document can be downloaded here.
A PDF version of the Company’s Memorandum & Articles can be downloaded here.
PDF copies of the annual accounts, interim accounts and any other documents circulated to Shareholders by the Board in the past three years can be found on the Financial Reports page
All announcements issued by the Company in the past 12 months to RNS, the regulatory news service of the London Stock Exchange, can be found here.
To request hard copies of any of these documents please email email@example.com
Advisors & Bankers
Nominated Advisor: Cairn Financial Advisers LLP, Cheyne House, 62-63 Crown Ct, Cheapside, London EC2V 6AX
Brokers: Brandon Hill Capital Limited, 1 Tudor Street, London EC4Y 0AH
Auditor: MAH Auditors 2nd Floor, 154 Bishopsgate, London, EC2M 4LN
Registrar (contracted to manage Catenae’s share register):
Link Asset Services, The Registry, 34 Beckenham Road, Kent BR3 4TU
Bank: National Westminster Bank PLC, 1 High Street, Woking, Surrey GU21 1ZS
Takeovers and Mergers
Catenae Innovation Plc is subject to the UK City Code on Takeovers and Mergers.
Compliance with Governance Code
Following the recent consultation by the London Stock Exchange, new AIM Rules were published in March 2018. One of the key amendments is in respect of AIM Rule 26 (as set out in AIM Notice 50), which now requires AIM companies to state on their website which recognised corporate governance code they apply and how they have applied that code.
The Board of Directors of Catenae Innovations Plc is committed to developing and applying high standards of corporate governance. The Board of Directors seeks to apply the QCA Code, revised in April 2018 as devised by the Quoted Companies Alliance.
The Quoted Companies Alliance is the independent membership organisation that champions the interests of small to mid-size quoted companies. The QCA Code takes key elements of good governance and applies them in a manner which is workable for the different needs of growing companies.
A revised version of the QCA Code (the “Revised Code”) was published in April 2018, based on the ‘comply or explain’ principle.
The QCA Code is constructed around ten broad principles (accompanied by an explanation of what these principles entail, under ‘application’) and a set of disclosures. The Code states what is considered to be appropriate arrangements for growing companies, and asks companies to provide an explanation about how they are meeting the principles through the prescribed disclosures.
The table below sets out the principles, the application recommended by the QCA code. It then sets out how the Company complies with these requirements and departures from code, and provides links to appropriate disclosures. These are based upon the recommended disclosures provided in the QCA code.
These disclosures were last reviewed on the 25 September 2020.
Meetings held during the 12 month period under review and the attendance of the directors is summarised below:
There are 221,091,508 issued Ordinary shares of 0.2 pence nominal value each and 32,236,017 Deferred shares . There are 833,333 shares held in the share reserve and there are no restrictions on the transfer of Catenae’s ordinary shares. The securities of Catenae are traded on AIM, the market of that name operated by London Stock Exchange PLC, and also on the Social Stock Exchange. The Company has not applied or agreed to have any of its securities (including AIM securities) admitted or traded on any other exchanges or trading platforms.
The Company has a total of 50,104,769 warrants over ordinary shares in issue.
The Company has a total of 1,627,021 options over ordinary shares in issue.
At close of business on 25/09/2020, the following Shareholders had an interest in 3 per cent or more of the Company’s ordinary shares. No other person’s had, at that time, reported an interest in 3 per cent or more of the Company’s ordinary shares (please note all percentages are rounded). Any significant transactions in shares which have been notified to the Company since 04/06/2020 are set out in the Investor News.
* Note: 5m shares of the above are held via Spreadex Limited 8.23% 18,201,818)
Percentage of securities not in public hands
At close of business on 25/9/2020, approximately 18.63% of the Company’s shares were not in public hands, representing the shares beneficially held by current Directors (or their connected parties), any groups with a beneficial interest in 10% or more of the Company’s total issued share capital and those shares held locked-in for 6 months.
The above information is being disclosed for the purposes of Rule 26 of the AIM Rules for Companies. Please note that the contents of this website do not constitute an invitation to invest in the shares of Catenae Innovation Plc.
Certain documents are not to be distributed outside of the UK as described on the cover of such documents. Failure to comply with the restrictions of such documents may constitute a violation of securities laws in non-UK jurisdictions.
Terms and Conditions
Full Terms and Conditions can be found by clicking here.
This information is being disclosed to satisfy the requirements of AIM Rule 26 of the London Stock Exchange – Alternative Investment Market (AIM).